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The Journal of Neuropsychiatry and Clinical Neurosciences, VOL. 20, No. 3

REGULAR | June 01, 2008

Increased P50 Gating but Intact Prepulse Inhibition in Borderline Personality Disorder

Koen P. Grootens; Gilles van Luijtelaar; Christopher A.F.J. Miller; Tim Smits; Jacobus W. Hummelen; Jan K. Buitelaar; Robbert J. Verkes

The Journal of Neuropsychiatry and Clinical Neurosciences 2008;20:348-356.

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Received June 15, 2007; revised July 21, 2007; accepted July 30, 2007. Dr. Grootens, Prof. Buitelaar, Dr. Verkes, and Mr. Miller are affiliated with the Department of Psychiatry, Medical Center, Radboud University, Nijmegen, the Netherlands; Dr. van Luijtelaar and Mr. Smits are affiliated with the Department of Biological Psychology, Nijmegen Institute for Cognition and Information (NICI), Radboud University, Nijmegen, the Netherlands; Dr. Hummelen is affiliated with GGNet, Apeldoorn, the Netherlands. Address correspondence to K. P. Grootens, M.D., CW2 Hospital Nijmegen, Department of Psychiatry (A15), P.O. Box 9015, 6500 GS Nijmegen, The Netherlands; k.Grootens@psy.umcn.nl (e-mail).

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Abstract

The authors explore sensory gating deficits in borderline personality disorder patients, such as those described in schizophrenia, in patients with borderline personality disorder. Gating of the P50, N100, and P200 auditory evoked potentials and prepulse inhibition of the startle response (PPI) were measured in borderline patients and a group of healthy comparison subjects. Borderline patients did not show lower sensory gating, but showed higher P50, N100, and P200 gating than comparison subjects. This was mainly due to the increased response after the first stimulus. There were no group differences in PPI. Unlike in other major psychiatric disorders, such as schizophrenia, sensory (motor) gating is intact in borderline personality disorder. The higher early preattentive and mid-latency evoked potentials suggest a higher response tendency in borderline personality disorder, but this needs further replication.

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METHODS

Abstract | METHODS | RESULTS | DISCUSSION | References

Borderline personality disorder is characterized by a pervasive pattern of instability in the regulation of emotion, interpersonal relationships, self-image, and impulse control. The broad clinical heterogeneity and the complex multifactoral etiology complicate the elucidation of the underlying pathophysiology.¹

Neurobiological research suggests that a fronto-limbic network is related to borderline personality disorder symptoms, causing a weakening of prefrontal inhibitory control and amygdala hyperactivity.² Next to affective dysregulation, several research groups recently found evidence for cognitive deficits in borderline personality disorder.³,⁴ In a recent meta-analysis, Ruocco⁵ concluded that borderline patients generally perform more poorly than healthy comparison subjects on global dimensions of attention, cognitive flexibility, learning, and memory. But looking in more detail, the few neurocognitive studies undertaken have led to a broad but inconsistent pattern of impairments. While some authors report deficits in almost all classical neuropsychological tests, others found no differences between borderline patients and healthy comparison subjects.⁶—⁸

The goal of the present study is to investigate if patients with borderline personality disorder show deficits in sensory gating, a normal preattentive inhibitory mechanism that prevents the brain from overflooding with sensory input. This research approach has led to deeper understanding of the underlying neural pathophysiology in schizophrenia. Decreased sensory gating in schizophrenia patients and their first degree relatives has been found repeatedly.⁹,¹⁰

Two paradigms are widely used for establishing sensory gating: P50 gating and prepulse inhibition of the startle response (PPI). In P50 gating, auditory evoked potentials are measured in a double click paradigm, with a 500 msec interstimulus interval. Sensory gating occurs when the auditory evoked potentials amplitude elicited by the second click is suppressed when compared to the auditory evoked potentials waveform elicited by the first click. The inhibitory process can be detected after just 50 msec, suggesting that gating does not depend on any effortful control. Moreover, it is an automatic process, not controlled by sleep or attention.¹¹,¹² The neural circuitry underlying P50 suppression is not precisely understood, but is known to involve hippocampal and frontal structures as well as cholinergic systems.¹³,¹⁴ P50 gating abnormalities have been found in patients with schizophrenia and schizotypal personality disorder,¹⁵,¹⁶ but also in psychotic patients with bipolar disorder and posttraumatic stress disorder.¹²,¹⁷,¹⁸ Recently, decreased sensory gating in the mid-latency auditory evoked potentials N100 and P200 has also been found in patients with schizophrenia.¹⁹

In the PPI paradigm, a motor startle reflex elicited by a loud noise is reduced when it is preceded by a weaker nonstartling stimulus, the prepulse. Animal and human studies suggest that the startle response is mediated by a neuronal circuit in the lower brainstem and that the startle response can be attenuated by several structures such as the prefrontal cortex.²⁰,²¹ A reduction of PPI, similar to P50 gating, has been demonstrated in patients with schizophrenia—and their siblings—and patients with schizotypal personality disorder.⁹,²² In addition, effects of second generation antipsychotics on the PPI deficit have been found.²³,²⁴

Although P50 gating, N100 gating, and PPI are conceptually linked, previous research suggests different underlying neural circuitries: concurrent assessment revealed no strong correlations in either humans or rats and there are important methodological differences.¹⁴,²⁵—²⁷ Therefore, a combined use of the paradigms allows a broader range of inhibitory information processes to be investigated.

There are three reasons to examine sensory gating in borderline personality disorder. First, both borderline and schizophrenia spectrum patients share the vulnerability to develop psychotic symptoms, although these symptoms are transient, stress-related, and much less prominent in borderline personality disorder. In addition, clinical response on antipsychotics in borderline patients supports a relationship with psychotic disorders.²⁸ Second, animal research has revealed that early-life social events in rats, such as early handling, social isolation, and maternal deprivation, have important effects on PPI and P50 gating in adult life.²⁵ Since damaging early-life events are particularly common in borderline patients,²⁹ deficit inhibitory mechanisms could be a chain link in pathophysiology. Third, previous research using event-related potentials showed similar aberrations in schizophrenia and borderline personality disorder,³⁰ although the literature is limited. Event-related potentials research in borderline personality disorder particularly revealed lower amplitudes and longer latencies of the P300.³¹,³² Drake et al.³³ found prolonged latencies and decreased amplitudes in mid-latency and long-latency auditory evoked potentials. Recently, diminished action monitoring investigated by measuring the error-related negativity was found by two different groups.³⁴,³⁵

To date, only one study, by Herpertz and Koetting,³⁶ has addressed sensory motor gating in borderline personality disorder and did not find any differences in prepulse inhibition between borderline patients and comparison subjects. However, sensory (P50) gating in borderline personality disorder has not been investigated yet. We hypothesized that sensory gating and PPI would be reduced in borderline patients.

Participants

Patients with the primary (DSM-IV) diagnosis borderline personality disorder were recruited from two Dutch psychiatry departments (inpatient clinic for personality disorders and outpatient clinic for dialectical behavior therapy). A trained physician (KG) or psychiatrist¹ confirmed the diagnostic criteria for borderline personality disorder using SCID-II.³⁷ A SCID-I screening³⁸ was performed to exclude current comorbid alcohol or substance dependence, axis I psychotic and mood disorders (except for dysthymic disorder), and neurological, ophthalmologic, and vestibular disorders. We recruited age-matched healthy comparison subjects who had no prior history of any major psychiatric or neurological disorders and who did not have first- or second-degree family members with psychotic disorders.

All subjects were instructed to abstain from coffee and nicotine 12 hours prior to testing to prevent confounding by the acute effects of these compounds.³⁹,⁴⁰ In the week prior to testing, the use of cannabis or any other illicit drug or alcohol consumption exceeding more than three units per day was reason for exclusion as well. Further, on the morning of the experiment, no subjects had used any psychotropic drug.

The demographic data of the patients with borderline personality disorder and matched comparison subjects are shown in Table 1 . We performed two separate experiments, one on sensory gating and one on PPI, and applied the same inclusion and exclusion criteria to the participants. The participants gave written informed consent after complete description of the study and received financial compensation for their participation. The study was approved by the local ethics committee.

Experiment 1: Sensory Gating

Recording Procedures

EEG recordings were made with Ag/AgCl electrodes mounted in an elastic electrode cap at the frontal region (Fz) and central region (Cz) (Rembrandt 5.2 acquisition software). For the detection of eye blinks and eye movement artifacts, horizontal electro-oculogram (EOG) recordings were placed at the outer canthus of each eye and vertical EOG recordings infraorbital and supraorbital to the left eye. All electrodes were referenced to the left mastoid electrode. A ground electrode was attached to the left temporal-parietal scalp. The impedance for the EEG electrodes was kept below 3.5 kΩ, while the impedance for the EOG and mastoid electrodes was kept below 5 kΩ. The electrical signals were recorded with band pass filters set at 0—70 Hz and digitized with a 204.8 Hz sample rate.

We seated each subject in a comfortable armchair and instructed him or her to stare at a fixed point. Auditory stimuli were presented through headphones and consisted of repeated presentation of two identical clicks: a conditioning stimulus (S1) and a test stimulus (S2) with a fixed interstimulus interval of 500 msec. The interval between the pairs of clicks varied randomly between 8 and 12 seconds. Each subject received 60 trials.

Auditory Evoked Potentials Analysis

The EEG and EOG signals were analyzed with Brain Vision Analyzer software. First, the raw signals were offline-referenced to linked ears. Artifact rejection was done by both visual inspection and semiautomatic rejection (amplitudes >100 μV; alpha theta activity). The data were baseline-corrected. To decrease the noise-to-signal ratio, the EEG signals were band-pass filtered between 10 and 50 Hz for examination of the P50 and between 1 and 40 for examination of the N100 and the P200.¹⁹ The auditory evoked potentials waveforms had to meet the following criteria: the P50 was identified as the second major positive component between 30 and 80 msec poststimulation and is preceded by the photoacoustic wave in the 15 to 40 msec range. The N100 is the largest negative deflection between 80 and 150 msec, while the largest positive deflection between 150 and 250 msec is identified as the P200. Amplitudes of a waveform were measured from its peak to the preceding peak of opposite deflection ("peak-to-peak").

Waveform measurements were made from both Cz and Fz, the channels where gating is known to be most pronounced.⁴¹

Statistical Analysis

For each waveform (P50, N100, P200), analyses of variance (ANOVAs) were performed with the amplitudes of the P50, N100, and P200 as dependent variables, patient group as the between-subjects factor (borderline personality disorder, comparison subjects), and stimulus (S1, S2) and electrode position (Fz, Cz) as within-subjects factors.

In the literature, both difference scores (S1−S2) and suppression ratio scores (S2/S1) are used to measure sensory gating.⁴²,⁴³ As previous research has shown that the difference score may be more reliable in repeated testing⁴² and possibly more sensitive in detecting abnormalities,¹⁹ we decided to report both scores but primarily discuss the difference scores. The difference score (S1−S2) of the amplitudes was analyzed with a paired t test. Differences in gating between borderline patients and comparison subjects were tested with ANOVAs, with the gating scores of the P50, N100, and P200 as dependent variables and electrode position as the within-subjects factor (Fz, Cz). The significance level was set at p<0.05 (two-tailed).

Experiment 2: Prepulse Inhibition of the Startle Response

Recording Procedures

Electrodes were placed beneath and at the site of the right eye, as well as a ground electrode on the forehead (impedance <5 kΩ). Subjects were seated in a comfortable armchair and instructed to stare at a fixed point while the auditory stimuli were presented through a headphone (MONACOR 2000). Electromyogram (EMG) activity was band-pass filtered (100—500 Hz) and recorded with sampling rate 2000 per second (Windaq Aquisiation Software, 50 Hz notch filter). After a 30 second acclimatization period that consisted of 50 dB continuous white noise, the session began with habituation trials of 15 (pulse alone) 40 msec pulses (106 dB) with random inter-stimulus intervals between 8 and 11 seconds.

Subsequently, the PPI part of the session consisted of 36 trials including six conditions in a pseudorandom order: 106 dB pulse alone, 90 dB pulse alone, 65 dB/90 dB prepulse-pulse trial, 75 dB/90 dB prepulse-pulse trial, 65 dB/106 dB prepulse-pulse trial, and 75 dB/106 dB prepulse-pulse trial (all with 100 msec prepulse-pulse interval).

All recordings were visually screened and onset time, peak latency, and peak amplitude were measured. Trials were rejected when the startle was a nonpolyphasic signal, had a peak amplitude <0.1875 microvolt, or had a peak onset latency time >95 msec. The filter window for response onset was 21—140 msec.

Statistical Analysis

An ANOVA was performed with amplitude of the startle reflex as the dependent variable and with prepulse levels (no prepulse, 65 dB, 75 dB) and pulse levels (90 dB, 106 dB) as within-subject factors. PPI was calculated with the formula: % PPI =100×[1− (amplitude on prepulse-pulse trials/amplitude on pulse-alone)]. Group differences (a between-subjects factor) for PPI were tested in a multivariate analysis of variance (MANOVA) with prepulse levels (65dB, 75 dB) and pulse levels (90 dB, 106 dB) as within-subject factors and percentage PPI as the dependent variable. The significance level was set at p<0.05 (two-tailed).

RESULTS

Abstract | METHODS | RESULTS | DISCUSSION | References

Sensory Gating

The grand averages of the auditory event-related potentials are presented in Figure 1 . The ANOVA with P50 amplitude as the dependent variable revealed significant main effects for electrode position (F=17.1, df=30, 1, p<0.001) and stimulus (F=38.6, df=30, 1, p<0.001). There was no main group effect (F=0.51, df=30, 1, p=0.48), but the significant group×stimulus interaction (F=4.60, df=30, 1, p<0.05) indicated different gating patterns between the groups. The group×electrode position was not significant (F=3.25, df=30, 1, p=0.08). As shown in Table 2 , further analysis for electrode position and amplitude indicated that the amplitudes of borderline patients were higher compared to healthy comparison subjects on S1, whereas there were no differences on S2.

The ANOVA for N100 and P200 revealed similar results. In both ANOVAs there were significant main effects for group (N100: F=4.84, df=30, 1, p<0.05; P200: F=6.86, df=30, 1, p<0.01) and stimulus (N100: F=163, df=30, 1, p<0.001; P200: F=111, df=30, 1, p<0.001). The main effect for electrode position was only significant for N100 (F=10.1, df=30, 1, p<0.01; P200: F=2.34, df=30, 1, p=0.14). Further analyses revealed the same pattern with higher amplitudes on S1 and equal amplitudes on S2. The data are presented in Table 2 .

The paired t tests revealed that gating occurred in both groups on all three waveforms in both Fz and Cz (borderline patients all waveforms: p<0.001; comparison subjects p<0.01 for P50, p<0.001 for N100 and P200). Additional tests revealed no statistical differences in latencies between the two groups (Table 3 ).

The results of our primary outcome measures, the P50, N100, and P200 gating scores, are shown in Table 2 . The ANOVA with P50 gating as dependent variable and electrode position as the within-subject factor revealed a significant group effect (F=4.60, df=30, 1, p<0.05) indicating that borderline patients had higher P50 gating than comparison subjects. The effect of electrode position was not significant (F=1.27, df=30, 1, p=0.27).

The separate ANOVAs with N100 gating and P200 gating as the dependent variables and electrode position as the within-subject factor revealed similar effects: there was a significant group effect (N100: F=5.03, df=30, 1, p<0.03; P200: F=6.86, df=30, 1, p<0.01) indicating that borderline patients also had higher mid-latency gating. The effect of electrode position was also significant (N100: F=4.35, df=30, 1, p<0.05; P200: F=110.6, df=30, 1, p<0.001).

We obtained essentially the same results while restricting the analyses to female patients and to patients without antipsychotic treatment. In addition, we performed additional analyses with ratio scores as dependent variables (Table 2 ). Only the P50 ratio score on Fz was significantly different, with borderline patients showing more sensory gating.

Prepulse Inhibition of the Startle Response

The percentages PPI of the startle responses are displayed in Table 4 . A significant effect of the intensity of the pulse (F=71.32, df=1, 60, p<0.001) and intensity of the prepulse (F=51.82, df=2, 59, p<0.001) was found for the amplitude of the startle reflex, indicating that the intensity of both the prepulse and the pulse determined the amplitude of the startle response. There were no group differences in amplitudes (F=2.38, df=1, 60, p=0.13; Figure 2 ).

On the ANOVA with PPI as dependent variable, significant effects were found for the intensity of the prepulse (F=0.74.2, df=1, 59, p<0.001) and intensity of the pulse (F=9.54, df=1, 59, p<0.01). There was no group difference in PPI (F=0.69, df=1, 59, p=0.79). The results are presented in Table 3 .

The proportion of men to women differed significantly between borderline patients and comparison subjects (Table 1 ) and since PPI exhibits gender differences,⁴⁴ additional tests were performed by excluding all male participants or setting sex as an extra between-subject factor. This additional analysis, however, revealed similar results for PPI to the whole sample. A rerun of these analyses that excluded all patients using antipsychotics also yielded similar results.

DISCUSSION

Abstract | METHODS | RESULTS | DISCUSSION | References

We conducted two experiments to investigate sensory (motor) gating in patients with borderline personality disorder and comparison subjects.

In the auditory evoked potentials experiment we expected to find a gating deficit such as described in schizophrenia. In contrast to our hypothesis, we found more gating of the P50, N100, and P200. The difference is caused by significantly higher S1 amplitudes in the borderline personality disorder group compared to the comparison group, rather than differences in S2 amplitudes.

The N100 and P200 waves are thought to reflect the allocation of early attention to a stimulus, whereas the P50 is thought to be "preattentive."¹¹,¹⁴ In addition, gating of P50, N100, and P200 reflect different mechanisms and are only partially correlated.⁴⁵ The data suggest that borderline patients differ from comparison subjects in both early attentive as well as preattentive information processing and do not exhibit the same deficits as patients with schizophrenia.

The increased amplitudes in the early auditory evoked potentials waves on S1 may indicate that borderline patients have a higher response tendency to new auditory stimuli than comparison subjects.⁴⁶ It is generally accepted that the amount of synchronization of firing pyramidal cells is the main contributor to the amplitude of a cortical recorded evoked potential. The number of cells that fire depends on the firing mode of cortical pyramidal neurons. These cells fire either in the tonic or bursting mode. Generally, tonic firing is typical for alert wakefulness; burst firing is characteristic of drowsiness. It is easier to recruit a larger number of cells when cells are in the bursting mode than in the tonic firing mode.⁴⁷ Therefore, the larger amplitude may be due to more bursting cells, and perhaps to a reduced arousal level.

Elevated mid-latency event-related potentials have also been found in subjects with sensation-seeking and thrill-seeking behavior, characteristics that are common in borderline patients.⁴⁸,⁴⁹ Our data may therefore support the current hypotheses on impulsivity in borderline personality disorder.⁵⁰ In line with this, we also found impulsive response style in a Flankers task and saccadic eye movements in a similar patient sample.³⁴,⁵¹ The present data suggest that borderline patients have an increased physiological predisposition to respond to new stimuli. However, the "compensatory" gating mechanism, which prevents the individual from being flooded by sensory input, is intact in borderline patients. In fact, the present data suggest that it might be even more efficient than in comparison subjects.

There are two possible methodological limitations to the auditory evoked potentials experiment. First, there may be a type II error due to the small sample size, which in some cases prevented us from demonstrating genuine significance effects instead of tendencies (e.g., the N100 at Fz). In addition, the number of trials was relatively small. Second, the paradigm we used was specifically designed for early preattentive sensory gating and not the "odd-ball" paradigm, in which subjects need to respond to target stimuli that occur infrequently and irregularly within a series of standard stimuli.⁵² Therefore, a relation between the present increased neuronal reaction to new sensory stimuli and attention deficits should be drawn with caution.

The second experiment replicated previous work by Herpertz and Koetting³⁶ and showed that there is no evidence for abnormalities in PPI of the startle response in patients with borderline personality disorder. Their patient sample did not have similar inclusion criteria to ours; our patients had no comorbid major depression and had abstained from nicotine, whereas their patients were unmedicated.

Taking both experiments together, it is important to address two methodological issues. First, we included patients without comorbid psychotic or depressive disorder and the data were not corrupted by the acute effects of medication, illicit drugs, or nicotine. However, some of the patients used psychotropic medication, but not on the day of the study. In post hoc analyses we found no differences between medicated and nonmedicated patients. Second, one should take into account that our participants were predominantly female. Since women are known to exhibit less PPI and P50 gating than men, it needs to be established whether increased P50 gating and amplitudes of P50, N100, and P200 might be present in male borderline personality disorder patients as well.⁵³,⁵⁴

In conclusion, patients with borderline personality disorder do not show sensory (motor) gating deficits such as those described in other major psychiatric disorders such as schizophrenia and schizotypal personality disorder. In contrast, our data showed borderline patients to have even higher amplitudes on S1 than comparison subjects, which may suggest differences in early preattentive information processes. The latter finding merits further exploration in larger patient samples in order to demonstrate if this is specific for borderline personality disorder pathology.

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TABLE 1. Participant Characteristics

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TABLE 2. Sensory Gating Results

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TABLE 3. Sensory Gating on Three Waveforms in the Frontal (Fz) and Central (Cz) Regions

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TABLE 4. Mean and Standard Deviation of the Percentage PPI of the Startle Response in Borderline Personality Disorder Patients (n=34) and Comparison Subjects (n=28)

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FIGURE 1. Grand Average (Fz) Auditory Evoked Potentials in Borderline Personality Disorder Patients and Comparison Subjects

The borderline patients have significantly higher amplitudes on S1.

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FIGURE 2. Mean and Standard Deviation of Peak Amplitudes in Borderline Personality Disorder Patients and Comparison Subjects in Pulse-Alone Conditions (90dB and 106dB) and with Prepulses of 65dB and 75 dB

Group differences were not statistically significant.

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